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ISO Exercise & AMT

Tax hit when you exercise incentive stock options — bargain element + AMT.

Heads up — Estimate only — not tax advice. Tax rules change; verify with a CPA before filing or making decisions.
Cash needed total
$10,000
exercise + incremental AMT
Bargain element
$40,000
(FMV − strike) × shares
Exercise cost
$10,000
paid to company
Incremental AMT
$0
extra tax vs regular
Regular tax (no exercise)
$37,539
AMT (with exercise)
$36,322
AMTI
$225,400
income + bargain element
AMT credit generated
$0
usable in future years
Est. state tax on bargain
$3,720
approximate; CA has own AMT
AMT-free share count
11,169
largest exercise w/ no AMT this year
Exercise all vs partial (AMT-safe)
StrategySharesExercise $Incr AMTTotal cash
Exercise all now10,000$10,000$0$10,000
AMT-safe this year10,000$10,000$0$10,000
AI explainer

Ask anything about your result

The math above is deterministic. AI explains what it means — it never recalculates the numbers.

About

Exercising incentive stock options (ISOs) doesn't trigger ordinary income tax — but the spread between strike and fair market value (the 'bargain element') is an AMT preference item. This calculator estimates the AMT hit so you don't get blindsided by a five- or six-figure tax bill in April for shares you can't sell.

How it works

  1. 01Enter the number of ISOs you're exercising, your strike price, and the current 409A FMV.
  2. 02Bargain element = (FMV − strike) × shares. This is added to your AMT income, not regular income.
  3. 03We compare regular tax vs AMT given your other income — you pay whichever is higher.
  4. 04If AMT exceeds regular tax, the difference is your incremental ISO cost (and may generate an AMT credit for future years).

Examples

10,000 ISOs at $1 strike, $5 FMV

Bargain element: $40,000. At $200k W-2 income, this adds ~$10–11k AMT on top of regular tax. Cash needed: $10k exercise + $10–11k tax = ~$20k.

Early exercise pre-409A bump

Exercising before the FMV moves materially keeps the bargain element near zero — no AMT. This is the case for an 83(b) early exercise on a brand-new grant.

FAQ

What's the AMT credit?+
The extra tax you pay from ISO exercise becomes a credit you can use in future years when regular tax exceeds AMT. Effectively a prepayment, not a permanent loss — but it ties up cash.
When should I exercise?+
Common strategies: (1) early exercise + 83(b) before FMV climbs, (2) annual exercises kept just below the AMT crossover, (3) exercise-and-hold in January to maximize the disqualifying-disposition window. Talk to a CPA.
What if the company tanks after I exercise?+
You lose the exercise cost and may owe AMT on phantom gains. This is the classic dot-com ISO disaster. Never exercise more than you can afford to lose.

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